UKLA Roundup: September 2013

The September 2013 roundup from the UK LOCKSS Alliance support service is now available.

This roundup highlights ongoing system and content development, and keeps members informed of the activities of EDINA and other UKLA members.  The roundup includes:

  • A summary of sources of information on the content available in LOCKSS
  • The status of integrations with Link Resolver products
  • A brief introduction of new features that optimise value

If you have comments, queries, or suggestions for future content please contact edina@ed.ac.uk.

New features ready for testing

The LOCKSS software development teams at Stanford and EDINA have been working over the summer to develop two new significant features for the LOCKSS software, and we would now like to invite member input into user testing.  These features have previously been identified as important by the UK user community – and follows on from the user interface requirements work undertaken in 2012 by the UK LOCKSS Alliance Support Service.

DisplayContentStatus

This feature helps you understand the status of content on your LOCKSS box.  We’ve tried to make it easier to review what content you’ve configured for collection, and within that, to understand what content has been successfully collected and what content may require attention.

A first iteration is ready for test by the user community.  We’ve added bibliographic information so it’s easier to quickly identify the publisher, title, and ISSN.  We’ve simplified the interface so it’s easier to tell whether something has been collected and therefore whether you can provide your library users with access.  We’re exploring ways to filter the collection so you can quickly extract the information that’s useful to you.

Screenshot of beta DisplayContentStatus feature

A beta version of this will be available in the next release of the LOCKSS daemon.  In the meantime, we’d like to test this to make sure it’s easier to use and meets your expectations and workflows.

We need volunteers to test this.  If you’d like to participate, please get in touch by contacting edina @ ed.ac.uk.  We need around six volunteers for a couple of rounds of testing – no more than 30 minutes each time.  To take part you’ll need Skype and a headset on your computer.

SubscriptionManager

This feature assists with content management.  It allows you to record your institutional coverage for each title available in LOCKSS, and means that new volumes released for selected titles and publishers are automatically configured for collection.

Screenshot of beta SubscriptionManager feature

Again, we need volunteers to test this.  We’ll review both features in the same test process:  the objective will be to understand your workflow goals when interacting with your LOCKSS box.  This will confirm that we are implementing solutions to the right problems, helping you build and manage your collection more effectively.

Please contact us at edina @ ed.ac.uk to get involved!

Two new Keepers report e-journal archiving

The Keepers Registry is pleased to announce two new Keepers of e-journal content joining the global Registry of archiving organisations – those who have stepped forward to act as digital shelving for the world’s researchers and students. These are the Ontario Scholars Portal (Canada) and the Archaeology Data Service (UK).  They join seven other Keepers of e-content, based throughout the world: research literature is international: no one country can be self-sufficient.

Developed and delivered by EDINA and the ISSN-International Centre, the Keepers Registry, online at http://thekeepers.org, is funded by Jisc.

Holdings information from the Archaeology Data Service is now being reported into the Keepers Registry, and reporting from the Scholars Portal is expected to begin in July.

The Archaeology Data Service (ADS) is a digital archive that supports research, learning and teaching with freely available, high quality and dependable digital resources. Since 1996 the ADS has provided long-term archiving for multiple forms of data currently comprising around a million individual items generated from archaeological research around the world. ADS holdings include archive and dissemination versions of a number of archaeological journals. Following internationally recognised best practice in the field of digital archiving, the ADS has developed robust, scalable and reliable internal systems and external partnerships that ensure deposited data is both safe in the long run and permanently available to interested users both within academia and beyond. Learn more at http://archaeologydataservice.ac.uk/

The Ontario Scholars Portal is a shared IT service provider that preserves and provides access to information resources collected and used by the 21 university library systems in the Ontario Council of University Libraries. Scholarly material licensed by OCUL schools is locally loaded on the journals platform, which provides perpetual access to the content (both locally and on vendor platforms), and holds it in an OAIS-compliant preservation infrastructure.  Learn more at http://www.scholarsportal.info/

Co-Directors Peter Burnhill (EDINA) and Françoise Pelle (ISSN-IC) said, “We are very pleased to welcome both the Archaeology Data Service and Scholars Portal as Keepers. They join seven other leading archiving organisations to help the library community globally.�

The Keepers Registry providing a single point of access to archiving agency metadata that enables library staff to discover which e-journals are being actively archived and which are still at risk. It is also possible to establish which publishers are engaging the archiving agencies, and to have a summary of the preservation approach and access conditions.

A total of nine organizations have now registered as ‘Keepers’, including the British Library, CLOCKSS Archive, e-Depot at the Dutch national library (Koninklijke Bibliotheek), HathiTrust, the Global LOCKSS Network, Portico, and the National Science Library, Chinese Academy of Sciences.  Further organizations from the USA are preparing to join.

 

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Tales from the Keepers Registry: Serial Issues About Archiving & the Web

Peter Burnhill has written an article describing our activities within the Keepers Registry, and the issues that the service is identifying and addressing.  Here’s the abstract:

A key task for libraries is to ensure access for their patrons to the scholarly statements now found across the Internet. Three stories reveal progress towards success in that task. The context of these stories is the shift from print to digital format for all types of continuing resources, particularly journals, and the need to archive not just serials but also ongoing ‘integrating resources’ such as databases and Web sites.

The first story is about The Keepers Registry, an international initiative to monitor the extent of e-journal archiving. The second story is about the variety of ‘serial issues’ that have had to be addressed during the PEPRS (Piloting an E-journals Preservation Registry Service) project which was commissioned in the UK by JISC. These include identification, naming and identification of publishers, and the continuing need for a universal holdings statement. The role of the ISSN, and of the ISSN-L, has been a key.

The third story looks beyond e-journals to new research objects and the dynamics of the Web, to the role of citation and fixity, and to broader matters of digital preservation. This story reflects upon seriality, as the Web becomes the principal arena and medium for scholarly discourse. Scientific discourse is now resident on the Web. Much that is issued on the Web is issued nowhere else: it is a digital native.

Statistics that indicate the extent of archiving for e-journals to which major university libraries subscribe are also included in the article.

The article is published in the March 2013 issue of Serials Review.  This can also be accessed via the Edinburgh Research Archive.

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UKLA Breakout Sessions at UKSG

Bournemouth: rather lovely.

Last week, the annual UKSG Conference was held in Bournemouth, England.  The conference programme includes a mixture of plenary, lightning talks, and breakout sessions.

Together with Fred Guy, project manager of the Keepers Registry, I jointly presented a breakout session entitled E-journals and long-term availability: an overview and panel discussion on the archiving infrastructure to meet the needs of users.  Over the two sessions this event attracted well over 60 delegates.

The session was separated into two components.  To begin, brief presentations described the role of the Keepers Registry (view slides) and the UK LOCKSS Alliance (view slides) in helping libraries move towards e-only environments.

Following this, a panel session was held to offer insights into the activity taken by libraries to treat electronic collections as sustainable, move towards e-only environments, and responsibly discard unrequired print collections.  The panel comprised David Prosser (Research Libraries UK – RLUK), Lorraine Estelle (Jisc), Joanne Farrant (Cambridge University), and Bill Barker (London School of Economics).

An engaging panel session

A great write-up of the breakout session highlights key issues discussed by the engaging panel, noting in particular: “unanimous agreement that e-journal preservation services have given libraries the confidence to firstly cancel print subscriptions and secondly to dispose of back-runs.�

UKLA Case Studies now available

The UK LOCKSS Alliance has published three case studies exploring the benefits of the LOCKSS approach for e-journal preservation.

The case studies confirm the value of the LOCKSS approach:  with an alternative source of supply under library control, the LOCKSS approach gives academics and librarians greater confidence in e-only journal environments.  Once a local LOCKSS archive is integrated with link resolver systems, the library has invested in a powerful tool for the preservation and continuing access of e-journal content.

Key highlights from the case studies include:

“The reliability of LOCKSS as a source of content to address short-term outages instills confidence in its reliability as a long-term preservation solution.” – De Montfort University Case Study


“The LOCKSS box is held locally and thus is under the control of the library. The library decides what to archive.”University of Warwick Case Study


“It’s reassuring for users to see the content in the box as evidence that it is safely preserved and can be accessed.” – London School of Economics and Political Science Case Study

Case study participants were given an opportunity to discuss future development of the LOCKSS software, and we are happy to report that a number of the suggested improvements are being addressed as part of ongoing development. These include:

  • Support for COUNTER statistics to demonstrate usage of LOCKSS content.
  • Subscription Management mechanisms to integrate library catalogues with LOCKSS to aid development of archive collections.
  • Shibboleth support to cater for off-campus access by library users.

Keepers Registry at the “Digital Future & You” series

The Keepers Registry was presented to colleagues at the Library of Congress.  The following text is from the ISSN International Centre’s helpful summary:

The US National ISSN Centre organised a talk by Peter Burnhill (entitled “Tales from The Keepers Registry”) as part of the “Digital Future & You” series at the Library of Congress’.

Held on 10th December, this was prior to involvement (on behalf of the EDINA/ISSN project) in a meeting organised on 12th December by Columbia & Cornell University Libraries about monitoring e-journal archiving for US research libraries.

The presentation made to Library of Congress is available online.

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A Trial Holdings Comparison

The Keepers Registry: more fun than doing it by hand. (Perkins Library Card Catalog, 1969, http://www.flickr.com/photos/dukeyearlook/3811954463)

Introduction

This case study explores the benefits of the Keepers Registry, comparing an institution’s e-journal holdings catalogue against the archiving agency metadata held by the Keepers Registry.

The Keepers Registry Beta service provides easily accessible information about the archiving arrangements for electronic journals.

The Keepers Registry is an output of the JISC funded project, Piloting an E-journals Preservation Registry Service (PEPRS).  The Keepers are the participating archiving agencies that are acting as stewards of digital content. Each of these agencies runs a programme for the archiving of e-journals and is making metadata on the journals in their programme available to the Keepers Registry. The data supplied by the agencies is linked to the authoritative bibliographic information obtained from the ISSN Register.

A summary of progress to date of the Keepers Registry service can be found in a recent blog post.  The Development Roadmap describes planned activity.  Our focus at the moment is on providing a publicly available Holdings Comparison service.  This will allow a user to upload a file that represents an institution’s catalogue (we expect this will be output from the library’s OPAC or link resolver service).  Libraries can then assess the extent of archiving for individual titles, of assistance to collection management decisions (eg. on print cancellation).

EDINA, a national data centre based at the University of Edinburgh, has developed the Keepers Registry service along with its partner in the project, the ISSN International Centre in Paris.

Duke University

This case study is based on an interview with Winston Atkins, Preservation Officer for Duke University in Durham, NC, USA, on 21 August 2012.

Details of service

Duke University is a ‘Research 1’ University in the US which has grown, over the last 40 years, from a strong regional university to one with a national and international presence.  Duke University Libraries currently hold approximately 6 million volumes including 142,000 serials.  There are 97,800 (de-duplicated) electronic titles, and 78,000 journals in print and other electronic formats [1].

Archiving services to which Duke is subscribed

Duke participates in the Global LOCKSS Network, CLOCKSS Archive, and Portico and is a member of HathiTrust.

Motive for using Keepers Registry

In October 2011, Cornell and Columbia University Libraries released a White Paper which documented a comparison of electronic journal holdings with titles preserved by LOCKSS and Portico.  The Preservation Officer (PO) at Duke was interested in their findings that showed under 20% of titles in the library catalogues were preserved [2].

This report motivated the Preservation Officer to analyse the Duke ejournal holdings against titles preserved in LOCKSS and Portico. The number of ejournals in Duke’s collection led him to the Keepers Registry site as a way to make the title-by-title review more efficient. During the initial analysis, the Preservation Officer realized that agencies had gaps in some of their holdings, and that in some instances no single agency had a complete set of the available ejournal content.

Undertaking a (trial) Holdings Comparison

EDINA invited the Preservation Officer to participate in a trial holdings comparison in order to gather information on institutional requirements and to test the code and output format.

The ‘holdings comparison’ tool facilitates bulk comparison of holdings with titles preserved by the agencies. Many titles are held in several aggregations of electronic journals and, often, each provides different volumes.  The Preservation Officer provided the Keepers Registry with a file of unique IDs (ISSNs or eISSNs) representing de-duplicated titles and volumes with indication of the earliest start date and latest end date for each title.  The Keepers Registry returned a file which indicated, for each of these titles, whether it was preserved, whether it was in the process (awaiting preservation) and which volumes were preserved or in process.

This service saved the Preservation Officer hours of work.  Without The Keepers Registry, and the bulk upload service in particular, it would have been necessary to download the information from different agencies and aggregate and analyse the data.  A task that he imagines ‘would have been an enormous undertaking’.

Benefits of the Keepers Registry (Holdings Comparison)

Identifying which of Duke’s ejournal titles are preserved

Duke compared its ejournals holdings with titles preserved in LOCKSS and Portico.  The Preservation Officer started by using the title-by-title search facility on the Keepers user interface.  To help the EDINA development team refine the process and understand library workflows, Duke subsequently became the first university to use the ‘Holdings Comparison’ service. The Keepers Registry allowed Duke “to include HathiTrust and CLOCKSS Archive, services in which we have memberships, in our review of agencies.”

Lobbying publishers to engage with preservation agencies

Duke intends to use the data from its analysis to persuade publishers to engage with the preservation agencies.  The acquisitions staff will raise this when negotiating renewals and the Preservation Officer will raise it with other universities with a view to lobbying as a group, possibly through the American Library Association (ALA) Preservation Section.  The Preservation Officer notes ‘I think we have an opportunity to tell publishers that we think this is an important part of the subscription service.’

Discussing coverage with the agencies

The Duke Preservation Officer is now aware of gaps in coverage by the agencies and plans to discuss with them how they intend to fill those gaps. It is very helpful to report information not only on the participating titles, but also which volumes have been preserved and are in progress. For some titles, an institution can benefit from more complete coverage by participation in multiple initiatives. It would be useful for agencies to indicate why the gaps are occuring and what is being done to fill them. It is not clear that the complete run for this title will, at some point in the future, be preserved by the agency.

Disposing of print

Duke is a member of a local consortium of University libraries whose members are collaborating to dispose of print from the shelves whilst ensuring that at least one print copy of each title is retained.  Knowing that the complete run of a title is preserved in electronic form provides reassurance that it will be accessible – i.e. that the libraries do not depend solely on a single print copy.

Discovery of other agencies

The Duke Preservation Officer was interested to discover other agencies that hadn’t previous been on the radar, for example, the National Science Library of China and the Koninklijke Bibliotheek (KB) e-Depot.  The Preservation Officer notes ‘It’s made me start to think about our relationship with other agencies and how we should be working with them.’

Developing the Comparison Service

It has been a valuable exercise for us at EDINA to have conducted a trial holdings comparison.  We’ve learnt more about how catalogue data can be generated from library systems and we’ve refined suitable fields and format for the data returned. We’re feeding this back into our requirements for the Holdings Comparison service.

We’d like to thank Winston Atkins at Duke University for his feedback throughout the trial comparison.

If you’d like to send feedback, or make any suggestions for the service, please leave us a comment.


[1] Statistics on Duke holdings can be found at http://library.duke.edu/about/assessment/libstats/.

[2] LOCKSS and Portico combined preserved approximately 13% of Cornell’s ejournal holdings while Portico preserved only 17% of Columbia’s ejournals holdings. (Columbia did not analyse its holdings against LOCKSS titles.)

 

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A Trial Holdings Comparison

The Keepers Registry: more fun than doing it by hand. (Perkins Library Card Catalog, 1969, http://www.flickr.com/photos/dukeyearlook/3811954463)

Introduction

This case study explores the benefits of the Keepers Registry, comparing an institution’s e-journal holdings catalogue against the archiving agency metadata held by the Keepers Registry.

The Keepers Registry Beta service provides easily accessible information about the archiving arrangements for electronic journals.

The Keepers Registry is an output of the JISC funded project, Piloting an E-journals Preservation Registry Service (PEPRS). The Keepers are the participating archiving agencies that are acting as stewards of digital content. Each of these agencies runs a programme for the archiving of e-journals and is making metadata on the journals in their programme available to the Keepers Registry. The data supplied by the agencies is linked to the authoritative bibliographic information obtained from the ISSN Register.

A summary of progress to date of the Keepers Registry service can be found in a recent blog post. The Development Roadmap describes planned activity. Our focus at the moment is on providing a publicly available Holdings Comparison service. This will allow a user to upload a file that represents an institution’s catalogue (we expect this will be output from the library’s OPAC or link resolver service). Libraries can then assess the extent of archiving for individual titles, of assistance to collection management decisions (eg. on print cancellation).

EDINA, a national data centre based at the University of Edinburgh, has developed the Keepers Registry service along with its partner in the project, the ISSN International Centre in Paris.

Duke University

This case study is based on an interview with Winston Atkins, Preservation Officer for Duke University in Durham, NC, USA, on 21 August 2012.

Details of service

Duke University is a ‘Research 1’ University in the US which has grown, over the last 40 years, from a strong regional university to one with a national and international presence. Duke University Libraries currently hold approximately 6 million volumes including 142,000 serials. There are 97,800 (de-duplicated) electronic titles, and 78,000 journals in print and other electronic formats [1].

Archiving services to which Duke is subscribed

Duke participates in the Global LOCKSS Network, CLOCKSS Archive, and Portico and is a member of HathiTrust.

Motive for using Keepers Registry

In October 2011, Cornell and Columbia University Libraries released a White Paper which documented a comparison of electronic journal holdings with titles preserved by LOCKSS and Portico. The Preservation Officer (PO) at Duke was interested in their findings that showed under 20% of titles in the library catalogues were preserved [2].

This report motivated the Preservation Officer to analyse the Duke ejournal holdings against titles preserved in LOCKSS and Portico. The number of ejournals in Duke’s collection led him to the Keepers Registry site as a way to make the title-by-title review more efficient. During the initial analysis, the Preservation Officer realized that agencies had gaps in some of their holdings, and that in some instances no single agency had a complete set of the available ejournal content.

Undertaking a (trial) Holdings Comparison

EDINA invited the Preservation Officer to participate in a trial holdings comparison in order to gather information on institutional requirements and to test the code and output format.

The ‘holdings comparison’ tool facilitates bulk comparison of holdings with titles preserved by the agencies. Many titles are held in several aggregations of electronic journals and, often, each provides different volumes. The Preservation Officer provided the Keepers Registry with a file of unique IDs (ISSNs or eISSNs) representing de-duplicated titles and volumes with indication of the earliest start date and latest end date for each title. The Keepers Registry returned a file which indicated, for each of these titles, whether it was preserved, whether it was in the process (awaiting preservation) and which volumes were preserved or in process.

This service saved the Preservation Officer hours of work. Without The Keepers Registry, and the bulk upload service in particular, it would have been necessary to download the information from different agencies and aggregate and analyse the data. A task that he imagines ‘would have been an enormous undertaking’.

Benefits of the Keepers Registry (Holdings Comparison)

Identifying which of Duke’s ejournal titles are preserved

Duke compared its ejournals holdings with titles preserved in LOCKSS and Portico. The Preservation Officer started by using the title-by-title search facility on the Keepers user interface. To help the EDINA development team refine the process and understand library workflows, Duke subsequently became the first university to use the ‘Holdings Comparison’ service. The Keepers Registry allowed Duke “to include HathiTrust and CLOCKSS Archive, services in which we have memberships, in our review of agencies.”

Lobbying publishers to engage with preservation agencies

Duke intends to use the data from its analysis to persuade publishers to engage with the preservation agencies. The acquisitions staff will raise this when negotiating renewals and the Preservation Officer will raise it with other universities with a view to lobbying as a group, possibly through the American Library Association (ALA) Preservation Section. The Preservation Officer notes ‘I think we have an opportunity to tell publishers that we think this is an important part of the subscription service.’

Discussing coverage with the agencies

The Duke Preservation Officer is now aware of gaps in coverage by the agencies and plans to discuss with them how they intend to fill those gaps. It is very helpful to report information not only on the participating titles, but also which volumes have been preserved and are in progress. For some titles, an institution can benefit from more complete coverage by participation in multiple initiatives. It would be useful for agencies to indicate why the gaps are occuring and what is being done to fill them. It is not clear that the complete run for this title will, at some point in the future, be preserved by the agency.

Disposing of print

Duke is a member of a local consortium of University libraries whose members are collaborating to dispose of print from the shelves whilst ensuring that at least one print copy of each title is retained. Knowing that the complete run of a title is preserved in electronic form provides reassurance that it will be accessible – i.e. that the libraries do not depend solely on a single print copy.

Discovery of other agencies

The Duke Preservation Officer was interested to discover other agencies that hadn’t previous been on the radar, for example, the National Science Library of China and the Koninklijke Bibliotheek (KB) e-Depot. The Preservation Officer notes ‘It’s made me start to think about our relationship with other agencies and how we should be working with them.’

Developing the Comparison Service

It has been a valuable exercise for us at EDINA to have conducted a trial holdings comparison. We’ve learnt more about how catalogue data can be generated from library systems and we’ve refined suitable fields and format for the data returned. We’re feeding this back into our requirements for the Holdings Comparison service.

We’d like to thank Winston Atkins at Duke University for his feedback throughout the trial comparison.

If you’d like to send feedback, or make any suggestions for the service, please leave us a comment.


[1] Statistics on Duke holdings can be found at http://library.duke.edu/about/assessment/libstats/.

[2] LOCKSS and Portico combined preserved approximately 13% of Cornell’s ejournal holdings while Portico preserved only 17% of Columbia’s ejournals holdings. (Columbia did not analyse its holdings against LOCKSS titles.)

This post originally appeared on The Keepers Registry Blog.